Resources -

Resources

LITERATURE

Education Guides & Thought Papers

A Look at MLPs: Opportunity in an Orphaned Asset Class

A Passion for Alternatives

Argentina Election Update: Positive Momentum Ahead of Midterms

Energy MLP Funds - RIC vs C-Corp

Global Allocation themes: Global Allocation themes

Highland Code of Ethics

Highland Q3 Sector Performance & Outlook

Investing in Biotech: Series 1-6

Vistra Energy: A Misunderstood Reorg Equity

Manager Commentary

Energy MLP Commentary Q4 2017: Commentary

Global Allocation Commentary Q4 2017: Commentary

Highland Long Short Equity Preliminary Commentary Q1 2018: Preliminary Commentary

Highland Long Short Healthcare Commentary Q4 2017: Commentary

Fact Sheets

Highland Funds I Long/Short Equity Fact Sheet Q4 2017: Fact Sheet

Highland Funds I Long/Short Healthcare Fact Sheet Q4 2017: Fact Sheet

Highland Funds I Merger Arbitrage Fund Fact Sheet Q4 2017: Fact Sheet

Highland Funds I Opportunistic Credit Fact Sheet Q4 2017: Fact Sheet

Highland Funds I SNLN Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Energy MLP Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Fixed Income Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Global Allocation Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Premier Growth Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Small Cap Equity Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Tax Exempt Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Tax Exempt Fact Sheet Q4 2017: Fact Sheet

Highland Funds II Total Return Fact Sheet Q4 2017: Fact Sheet

Annual Reports & Prospectus

Appendix A

Floating Rate Opportunities 10.13.17: Floating Rate Opportunities Prospectus

Floating Rate Opportunities 485(b) SAI: Floating Rate Opportunities 485(b) SAI

Floating Rate Opportunities NQ: NQ

Floating Rate Opportunities Prospectus: Summary Prospectus

Floating Rate Opportunities Proxy: Floating Rate Opportunities Proxy

Floating Rate Opportunities Statutory Prospectus: Statutory Prospectus

Highland Floating Rate Opportunities - Semi-Annual Report: Semi-Annual Report

Highland Funds I - 2017 Annual Update SAI 485(b)

Highland Funds I - Highland/iBoxx Senior Loan ETF: Summary Prospectus

Highland Funds I - Long Short Healthcare Prospectus: Summary Prospectus

Highland Funds I - Long/Short Equity Prospectus: Summary Prospectus

Highland Funds I - Merger Arbitrage NQ

Highland Funds I - Merger Arbitrage Prospectus: Summary Prospectus

Highland Funds I - Merger Arbitrage SAI: SAI

Highland Funds I - NQ: Highland Funds I – NQ

Highland Funds I - Opportunistic Credit Prospectus: Summary Prospectus

Highland Funds I - Opportunistic Credit Proxy Statement/Prospectus: Highland Funds I – Opportunistic Credit Proxy Statement/Prospectus

Highland Funds I - Prospectus

Highland Funds I - Semi-Annual Report: Semi-Annual Report

Highland Funds I - SNLN - Semi-Annual Report: Semi-Annual Report

Highland Funds I - SNLN SAI

Highland Funds I Annual Report: Annual Report

Highland Funds I ETF Annual Report: Annual Report

Highland Funds I Prospectus: Statutory Prospectus

Highland Funds I SAI: SAI

Highland Funds II - Energy MLP Prospectus: Summary Prospectus

Highland Funds II - Energy MLP Semi-Annual Report: Semi-Annual Report

Highland Funds II - Fixed Income Prospectus: Summary Prospectus

Highland Funds II - Global Allocation Prospectus: Summary Prospectus

Highland Funds II - Highland Income Fund Prospectus

Highland Funds II - Premier Growth Equity and Small Cap Supplement SAI: SAI

Highland Funds II - Premier Growth Equity Prospectus: Summary Prospectus

Highland Funds II - Small-Cap Equity Prospectus: Summary Prospectus

Highland Funds II - Tax-Exempt Prospectus: Summary Prospectus

Highland Funds II - Total Return Prospectus: Summary Prospectus

Highland Funds II – Prospectus

Highland Funds II Annual Report: Annual Report

Highland Funds II Energy MLP Fund Annual Report: Annual Report

Highland Funds II SAI: SAI

Highland Funds II Semi-Annual Report: Semi-Annual Report

XBRL Floating Rate Opportunities 485b

XBRL Floating Rate Opportunities Fund Prospectus Form 497

XBRL Highland Funds I - Merger Arbitrage Prospectus

XBRL Highland Funds I 485b

XBRL Highland Funds I Statutory Prospectus: Annual Prospectus XBRL Files

XBRL Highland Funds II - Global Allocation Form 497

XBRL Highland Funds II - Small Cap Equity Fund: Prospectus Supplement XBRL Files

XBRL Highland Funds II Prospectus

XBRL Highland Funds II Prospectus Supplement dated 10.19.2016

XBRL Highland Funds II Statutory Prospectus: Statutory Prospectus XBRL Files

XBRL Highland Funds II Summary Prospectus - Global Allocation Fund

XBRL SNLN Prospectus Form 497

XRBL FRO II Version 1

XRBL FRO II Version 2: XRBL FRO II Version 2

XRBL Highland Funds I Prospectus Form 497

XRBL Highland Funds II Annual Report

XRBL Highland Funds II Prospectus Form 497

FORMS

Investor

Account Options Form

General Wiring Instructions

Letter of Instruction Form

Retail New Account Application: Forms

403(b)

403(b) Custodial Account Agreement

403(b) Distribution Instructions and Forms

IRA/403(b)(7) Account Application

IRA

Beneficiary Change Form

IRA Distribution Request Form

IRA/403(b)(7) Account Application

Recharacterization Form

Required Minimum Distribution Form

Roth IRA Conversion Form

Traditional, ROTH and SEP IRA Custodial Agreement

Transfer of Assets: Forms

UMB Privacy Notice

College Planning

Floating Rate Opportunities Coverdell Shareholder Notice: Floating Rate Opportunities Coverdell Shareholder Notice

Highland Coverdell Application: Forms

Non-Retirement

Transfer on Death (TOD) Registration Request Form

TAX FORMS

Global Allocation Fund - 19(a)-1 Source of Distribution Notice 3.23.18: 19(a)-1 Source of Distribution Notice 3.23.18

02 28 18 Highland Floating Rate Opportunities Fund - 19(a)-1 Source of Distribution Notice

2018 Energy MLP Fund - Form 8937 - Feb Posting

2017 Energy MLP Fund - Form 8937 - Year End

Highland Floating Rate Opportunities Fund - 19(a)-1 Source of Distribution Notice

Highland Funds Shareholder Secondary Tax Reporting - 2017

Fixed Income Form 8937 2017

Global Allocation Form 8937 2017

Highland Floating Rate Opportunities Fund - 19(a)-1 Source of Distribution Notice

Floating Rate Opportunities Form 8937

Capital Gains Estimates for 2017

Notification of Distribution Sources 11.7.17

Form 8937 Highland iBoxx Senior Loan ETF Distribution: Form 8937 Highland iBoxx Senior Loan ETF Distribution

2017 Energy MLP Fund - Form 8937- August

Energy MLP Fund - 19(a)-1 Source of Distribution Notice 8.8.17: Energy MLP Fund – 19(a)-1 Source of Distribution Notice 8.8.17

Energy MLP Fund - Form 8937- May

Energy MLP Fund - 19(a)-1 Source of Distribution Notice 5.5.17: Tax Forms

2017 Energy MLP Fund - Form 8937- February: Tax Forms

MLP Fund - 19(a)-1 Source of Distribution Notice

Fixed Income - 2016 Year End Form 8937 Signed: Tax Form

Global Allocation - 2016 Year End Form 8937 Signed: Tax Form

Dividend Equity - 2016 Year End Form 8937 Signed: Tax Form

Form 8937 - Highland Energy MLP Fund Distribution - November 2016

Energy MLP Fund - 19(a)-1 Source of Distribution Notice 11.8.16

Form 8937 - Highland Energy MLP Fund Distribution - August 2016

Form 8937 - Highland Energy MLP Fund Distribution - May 2016

Form 8937 - Highland Energy MLP Fund Distribution - February 2016

Calendar Year 2015 Energy MLP Fund - Form 8937

Dividend Equity Fund - 19(a)-1 Source of Distribution Notice 1.22.16