Resources -

Resources

LITERATURE

Education Guides & Thought Papers

Energy MLP Funds - RIC vs C-Corp

Global Allocation themes: Global Allocation themes

Highland Code of Ethics

Investing in Biotech: Series 1-6

Weathering Uncertain Markets: Weathering Uncertain Markets

Manager Commentary

Energy MLP Commentary Q1 2017: Commentary

Floating Rate Opportunities Commentary Q1 2017 FINAL: Commentary

Global Allocation Commentary Q1 2017: Commentary

LSE Preliminary Commentary Q2 2017: Q2 Preliminary Market Commentary

LSHC Commentary Q1 2017: Commentary

Fact Sheets

Highland Funds I Floating Rate Opportunities Fact Sheet Q1 2017: Fact Sheet

Highland Funds I Long/Short Equity Fact Sheet Q1 2017: Fact Sheet

Highland Funds I Long/Short Healthcare Fact Sheet Q1 2017: Fact Sheet

Highland Funds I Merger Arbitrage Fact Sheet Q1 2017: Fact Sheet

Highland Funds I Opportunistic Credit Fact Sheet Q1 2017: Fact Sheet

Highland Funds II Energy MLP Fact Sheet Q1 2017: Fact Sheet

Highland Funds II Fixed Income Fact Sheet Q1 2017: Fact Sheet

Highland Funds II Global Allocation Fact Sheet Q1 2017: Fact Sheet

Highland Funds II Premier Growth Fact Sheet Q1 2017: Fact Sheet

Highland Funds II Small Cap Equity Fact Sheet Q1 2017: Fact Sheet

Highland Funds II Tax Exempt Fact Sheet Q1 2017: Fact Sheet

Highland Funds II Total Return Fund Fact Sheet Q1 2017: Fact Sheet

SNLN Q1 2017 Fact Sheet: Fact Sheet

Annual Reports & Prospectus

Highland Funds I - Long/Short Equity Prospectus: Summary Prospectus

Highland Funds I - Long/Short Healthcare Prospectus: Summary Prospectus

Highland Funds I - Merger Arbitrage NQ

Highland Funds I - Merger Arbitrage Prospectus: Summary Prospectus

Highland Funds I - Merger Arbitrage SAI: SAI

Highland Funds I - NQ: Highland Funds I – NQ

Highland Funds I - Opportunistic Credit N-14: Highland Funds I – Opportunistic Credit N-14

Highland Funds I - Opportunistic Credit Prospectus: Summary Prospectus

Highland Funds I - Opportunistic Credit Proxy Statement/Prospectus: Highland Funds I – Opportunistic Credit Proxy Statement/Prospectus

Highland Funds I - Prospectus: Statutory Prospectus

Highland Funds I - SNLN Prospectus: Summary Prospectus

Highland Funds I - SNLN SAI

Highland Funds I - SNLN Statutory Prospectus: Statutory Prospectus

Highland Funds I Annual Report: Annual Report

Highland Funds I ETF Annual Report: Annual Report

Highland Funds I ETF Semi-Annual Report: Semi Annual Report

Highland Funds I Floating Rate Opportunities Summary Prospectus: Summary Prospectus

Highland Funds I Merger Arbitrage Annual Report: Annual Report

Highland Funds I SAI

Highland Funds I SAI: SAI

Highland Funds I Statutory Prospectus: Prospectus

Highland Funds II - Energy MLP Prospectus: Summary Prospectus

Highland Funds II - Energy MLP Semi-Annual Report: Semi-Annual Report

Highland Funds II - Fixed Income Prospectus: Summary Prospectus

Highland Funds II - Global Allocation Prospectus: Summary Prospectus

Highland Funds II - Premier Growth Equity Prospectus: Summary Prospectus

Highland Funds II - Small-Cap Equity Prospectus: Summary Prospectus

Highland Funds II - Tax-Exempt Prospectus: Summary Prospectus

Highland Funds II - Total Return Prospectus: Summary Prospectus

Highland Funds II Annual Report: Annual Report

Highland Funds II Energy MLP Fund Annual Report: Annual Report

Highland Funds II SAI: SAI

Highland Funds II Semi-Annual Report: Semi-Annual Report

Highland Funds II Statutory Prospectus: Prospectus

XBRL Highland Funds I - Merger Arbitrage Prospectus

XBRL Highland Funds I Statutory Prospectus: Annual Prospectus XBRL Files

XBRL Highland Funds II - Small Cap Equity Fund: Prospectus Supplement XBRL Files

XBRL Highland Funds II Prospectus Supplement dated 10.19.2016

XBRL Highland Funds II Statutory Prospectus: Statutory Prospectus XBRL Files

XBRL Highland Funds II Summary Prospectus - Global Allocation Fund

XBRL SNLN Prospectus Form 497

XRBL Highland Funds I Prospectus Form 497

XRBL Highland Funds II Annual Report

XRBL Highland Funds II Prospectus Form 497

FORMS

Investor

Account Options Form

General Wiring Instructions

Letter of Instruction Form

Retail New Account Application: Forms

403(b)

403(b) Custodial Account Agreement

403(b) Distribution Instructions and Forms

IRA/403(b)(7) Account Application: Forms

IRA

Beneficiary Change Form

IRA Distribution Request Form

IRA/403(b)(7) Account Application: Forms

Recharacterization Form

Required Minimum Distribution Form

Roth IRA Conversion Form

Traditional, ROTH and SEP IRA Custodial Agreement

Transfer of Assets: Forms

UMB Privacy Notice

College Planning

Highland Coverdell Application: Forms

Non-Retirement

Transfer on Death (TOD) Registration Request Form

TAX FORMS

July 2017 QII SNLN Report

Energy MLP Fund - Form 8937- May

Energy MLP Fund - 19(a)-1 Source of Distribution Notice 5.5.17: Tax Forms

Global Allocation Fund - 19(a)-1 Source of Distribution Notice 3.24.17: Fund Filings

2017 Energy MLP Fund - Form 8937- February: Tax Forms

Highland Funds Shareholder Secondary Tax Reporting - 2016

MLP Fund - 19(a)-1 Source of Distribution Notice

Fixed Income - 2016 Year End Form 8937 Signed: Tax Form

Global Allocation - 2016 Year End Form 8937 Signed: Tax Form

Dividend Equity - 2016 Year End Form 8937 Signed: Tax Form

Form 8937 - Highland Energy MLP Fund Distribution - November 2016

Energy MLP Fund - 19(a)-1 Source of Distribution Notice 11.8.16

Form 8937 - Highland Energy MLP Fund Distribution - August 2016

Form 8937 - Highland Energy MLP Fund Distribution - May 2016

Form 8937 - Highland Energy MLP Fund Distribution - February 2016

Calendar Year 2015 Energy MLP Fund - Form 8937

Dividend Equity Fund - 19(a)-1 Source of Distribution Notice 1.22.16

Form 8937 Highland iBoxx Senior Loan ETF Distribution: Form 8937 Highland iBoxx Senior Loan ETF Distribution

Global Allocation Fund - 19(a)-1 Source of Distribution Notice 9.30.15: 19(a)-1 Source of Distribution Notice 9.30.15

Global Allocation Fund - 19(a)-1 Source of Distribution Notice 6.30.15: 19(a)-1 Source of Distribution Notice 6.30.15